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Articles Posted in SEC

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Large Whistleblower Award to Non U.S. Person – Lessons for Anti-Corruption Compliance Programs

On December 5, 2017, the Securities and Exchange Commission (SEC) awarded more than $4.1 million to a whistleblower for alerting the SEC to a multi-year securities fraud engaged in by his employer. The award is significant in that the recipient, a company insider who alerted the SEC to the securities…